Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners
FNSCMP501 Mapping and Delivery Guide
Comply with financial services legislation
Version 1.0
Issue Date: May 2024
Qualification | - |
Unit of Competency | FNSCMP501 - Comply with financial services legislation |
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Description | |||
Employability Skills | |||
Learning Outcomes and Application | This unit describes the skills and knowledge involved in ensuring compliance with relevant provisions in financial laws, regulations, ethics and industry codes of practice at an organisational level.It applies to individuals with responsibility for operational aspects of laws, regulations, rules, circulars and company policies and procedures; understanding changes and implications of laws, regulations, rules and circulars; complying with any relevant codes; and maintaining statutory records.No licensing, legislative or certification requirements apply to this unit at the time of publication. | ||
Duration and Setting | X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting. |
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Prerequisites/co-requisites | |||
Competency Field |
Development and validation strategy and guide for assessors and learners | Student Learning Resources | Handouts Activities |
Slides PPT |
Assessment 1 | Assessment 2 | Assessment 3 | Assessment 4 | |
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Elements of Competency | Performance Criteria | |||||||
Element: Identify and apply organisational requirements of legal principles and regulatory obligations |
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Element: Identify changes and implications of laws, regulations, rules and circulars |
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Element: Comply with any relevant industry or professional codes |
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Element: Maintain statutory records |
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